Unclaimed Profile

Carl Webster Hulick

HULICK CAPITAL MANAGEMENT LLC·PASADENA, California

Series 1, Series 4, Series 5, Series 12, Series 15, Series 40, Series 63, Series 6529 years registeredHULICK CAPITAL MANAGEMENT LLC

790 E. COLORADO BLVD., PASADENA, CA 91101CRD# 252822Firm CRD# 167343

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Webster Hulick · PASADENA, CA

Registration

CRD #252822 · HULICK CAPITAL MANAGEMENT LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HULICK CAPITAL MANAGEMENT LLC

MORGAN STANLEY

Jul 1997 – Jun 2002

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 4

Series 5

Series 12

Series 15

Series 40

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

1995Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HULICK CAPITAL MANAGEMENT LLC

CRD 167343 · SEC 801-107190

AUM

$145M

Regulatory assets under management

Employees

526 client accounts

Services offered by HULICK CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HULICK CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Carl Webster Hulick offer?

Carl Webster Hulick specializes in Financial Planning, Investment Management, Wealth Management.

What are Carl Webster Hulick's credentials?

Carl Webster Hulick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Webster Hulick located?

Carl Webster Hulick is based in PASADENA, California, last registered with HULICK CAPITAL MANAGEMENT LLC.

How does Carl Webster Hulick charge for services?

Carl Webster Hulick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HULICK CAPITAL MANAGEMENT LLC?

HULICK CAPITAL MANAGEMENT LLC has approximately 9 employees and manages $145M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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