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Ayako Yoshioka

300 NORTH CAPITAL, LLC·PASADENA, California
Clean record10 years registered300 NORTH CAPITAL, LLC
300 NORTH LAKE AVE., PASADENA, CA 91101-4111CRD# 6148048Firm CRD# 107325

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ayako Yoshioka · PASADENA, CA
Registration
CRD #6148048 · 300 NORTH CAPITAL, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Jul 2021 – present
OAKWOOD CAPITAL MANAGEMENT LLC
Apr 2016 – Jul 2021
LOS ANGELES, CA
02

Registrations & Exams

Registration record
First registered · April 14, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
300 NORTH CAPITAL, LLC
CRD 107325 · SEC 801-47993
AUM
$487M
Regulatory assets under management
Employees
12
16 client accounts
Services offered by 300 NORTH CAPITAL, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at 300 NORTH CAPITAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Ayako Yoshioka offer?
Ayako Yoshioka specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PASADENA, California for a consultation.
What are Ayako Yoshioka's credentials?
Ayako Yoshioka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ayako Yoshioka located?
Ayako Yoshioka is based in PASADENA, California, working with 300 NORTH CAPITAL, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Ayako Yoshioka charge for services?
Ayako Yoshioka's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is 300 NORTH CAPITAL, LLC?
300 NORTH CAPITAL, LLC has approximately 12 employees and manages $487M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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