Claim Profile
AY

Ayako Yoshioka

300 NORTH CAPITAL, LLC·PASADENA, California
Unclaimed Profile
300 NORTH LAKE AVE., PASADENA, CA 91101-4111CRD# 6148048Firm CRD# 107325
01

About

Ayako Yoshioka is a registered financial advisor based in PASADENA, California, affiliated with 300 NORTH CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
300 NORTH CAPITAL, LLC
300 NORTH CAPITAL
AUM
$487M
Regulatory assets under management
Employees
12
Total firm employees
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6148048
Firm CRD# 107325
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in PASADENA?

Browse all registered financial advisors in PASADENA, California or claim this profile if it's yours.

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Ayako Yoshioka offer?
Ayako Yoshioka specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PASADENA, California for a consultation.
What are Ayako Yoshioka's credentials?
Ayako Yoshioka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ayako Yoshioka located?
Ayako Yoshioka is based in PASADENA, California, working with 300 NORTH CAPITAL, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.
How does Ayako Yoshioka charge for services?
Ayako Yoshioka's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is 300 NORTH CAPITAL, LLC?
300 NORTH CAPITAL, LLC has approximately 12 employees and manages $487M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Browse by specialty