Unclaimed Profile

Dirk Gavin Gilliard

DAN GOLDIE FINANCIAL SERVICES LLC·PALO ALTO, California

Series 7, Series 31, Series 63, Series 6629 years registeredDAN GOLDIE FINANCIAL SERVICES LLC

2409 PARK BLVD, PALO ALTO, CA 94306CRD# 2132341Firm CRD# 149887

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dirk Gavin Gilliard · PALO ALTO, CA

Registration

CRD #2132341 · DAN GOLDIE FINANCIAL SERVICES LLC · 29 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – present

BUCKINGHAM STRATEGIC WEALTH, LLC

Jun 2019 – Nov 2024

PALO ALTO, CA

DAN GOLDIE FINANCIAL SERVICES LLC

Jan 2011 – May 2019

PALO ALTO, CA

PARTNERVEST ADVISORY SERVICES LLC

Oct 2008 – Dec 2010

GREENBRAE, CA

EMERITUS INVESTMENT MANAGEMENT, INC.

Jul 1997 – Aug 2005

MILL VALLEY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 66

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2021Customer Dispute·Settled

1989Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DAN GOLDIE FINANCIAL SERVICES LLC

CRD 149887 · SEC 801-70030

AUM

$858M

Regulatory assets under management

Employees

1,360 client accounts

Services offered by DAN GOLDIE FINANCIAL SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DAN GOLDIE FINANCIAL SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Dirk Gavin Gilliard offer?

Dirk Gavin Gilliard specializes in Financial Planning, Investment Management. Contact their office in PALO ALTO, California for a consultation.

What are Dirk Gavin Gilliard's credentials?

Dirk Gavin Gilliard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dirk Gavin Gilliard located?

Dirk Gavin Gilliard is based in PALO ALTO, California, working with DAN GOLDIE FINANCIAL SERVICES LLC. Their office serves clients in the PALO ALTO metropolitan area and surrounding communities.

How does Dirk Gavin Gilliard charge for services?

Dirk Gavin Gilliard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAN GOLDIE FINANCIAL SERVICES LLC?

DAN GOLDIE FINANCIAL SERVICES LLC has approximately 3 employees and manages $858M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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