Unclaimed Profile

Gary Arnold Tickel

FUTU WEALTH ADVISORS, INC.·PALO ALTO, California

SIE, Series 3, Series 4, Series 5, Series 7, Series 8, Series 9, Series 10, Series 15, Series 24, Series 27, Series 30, Series 52TO, Series 53, Series 57TO, Series 63, Series 65, Series 79TO, Series 82TO, Series 99TO23 years registeredFUTU WEALTH ADVISORS, INC.

550 S CALIFORNIA AVE, PALO ALTO, CA 94306CRD# 1100279Firm CRD# 310790

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Arnold Tickel · PALO ALTO, CA

Registration

CRD #1100279 · FUTU WEALTH ADVISORS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

INPLAY GLOBAL ADVISORS

Nov 2013 – present

FUTU WEALTH ADVISORS, INC.

Oct 2022 – Jul 2023

PALO ALTO, CA

FINANCIAL MANAGEMENT NETWORK INC

Dec 2014 – Jun 2024

MISSION VIEJO, CA

MCL FINANCIAL GROUP, INC.

May 2010 – Jun 2011

SANTA ANA, CA

TIMES SECURITIES, INC.

Aug 2003 – Nov 2004

EL MONTE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 5

Series 7

Series 8

Series 9

Series 10

Series 15

Series 24

Series 27

Series 30

Series 52TO

Series 53

Series 57TO

Series 63

Series 65

Series 79TO

Series 82TO

Series 99TO

Registration record

First registered · August 14, 2003

Years registered · 23

Disclosure History

2025Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FUTU WEALTH ADVISORS, INC.

CRD 310790 · SEC 801-119635

Employees

Total firm employees

Services offered by FUTU WEALTH ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FUTU WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Gary Arnold Tickel offer?

Gary Arnold Tickel specializes in Investment Management, Wealth Management. Contact their office in PALO ALTO, California for a consultation.

What are Gary Arnold Tickel's credentials?

Gary Arnold Tickel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Arnold Tickel located?

Gary Arnold Tickel is based in PALO ALTO, California, working with FUTU WEALTH ADVISORS, INC.. Their office serves clients in the PALO ALTO metropolitan area and surrounding communities.

How does Gary Arnold Tickel charge for services?

Gary Arnold Tickel's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FUTU WEALTH ADVISORS, INC.?

FUTU WEALTH ADVISORS, INC. has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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