Unclaimed Profile

Alex M. Catarroja

FUTU WEALTH ADVISORS, INC.·PALO ALTO, California

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 23, Series 24, Series 66Clean record20 years registeredFUTU WEALTH ADVISORS, INC.

550 S CALIFORNIA AVE, PALO ALTO, CA 94306CRD# 4151962Firm CRD# 310790

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alex M. Catarroja · PALO ALTO, CA

Registration

CRD #4151962 · FUTU WEALTH ADVISORS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FUTU WEALTH ADVISORS, INC.

FUTU WEALTH ADVISORS, INC.

Aug 2023 – Feb 2024

Rocklin, CA

CHARLES SCHWAB & CO., INC.

Jun 2006 – Jan 2023

San Francisco, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 23

Series 24

Series 66

Registration record

First registered · June 2, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FUTU WEALTH ADVISORS, INC.

CRD 310790 · SEC 801-119635

Employees

Total firm employees

Services offered by FUTU WEALTH ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FUTU WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Alex M. Catarroja offer?

Alex M. Catarroja specializes in Investment Management, Wealth Management.

What are Alex M. Catarroja's credentials?

Alex M. Catarroja is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alex M. Catarroja located?

Alex M. Catarroja is based in PALO ALTO, California, last registered with FUTU WEALTH ADVISORS, INC..

How does Alex M. Catarroja charge for services?

Alex M. Catarroja's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FUTU WEALTH ADVISORS, INC.?

FUTU WEALTH ADVISORS, INC. has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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Research

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