Unclaimed Profile

Ernesto David Tong

PENSERRA CAPITAL MANAGEMENT LLC·ORINDA, California

SIE, Series 7, Series 63CFAClean record11 years registeredPENSERRA CAPITAL MANAGEMENT LLC

4 ORINDA WAY, ORINDA, CA 94563CRD# 5414392Firm CRD# 159042

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ernesto David Tong · ORINDA, CA

Registration

CRD #5414392 · PENSERRA CAPITAL MANAGEMENT LLC · 11 years registered

Brand Profile

Not yet started

Career History

PENSERRA CAPITAL MANAGEMENT LLC

Jan 2018 – present

PENSERRA GLOBAL INVESTORS LLC

Jun 2019 – Apr 2022

ORINDA, CA

PENSERRA CAPITAL MANAGEMENT LLC

Apr 2015 – Dec 2017

ORINDA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · April 28, 2015

Years registered · 11

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PENSERRA CAPITAL MANAGEMENT LLC

CRD 159042 · SEC 801-80466

AUM

$11.4B

Regulatory assets under management

Employees

51 client accounts

Services offered by PENSERRA CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at PENSERRA CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Ernesto David Tong offer?

Ernesto David Tong specializes in Investment Management, Retirement Planning. Contact their office in ORINDA, California for a consultation.

What are Ernesto David Tong's credentials?

Ernesto David Tong holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ernesto David Tong located?

Ernesto David Tong is based in ORINDA, California, working with PENSERRA CAPITAL MANAGEMENT LLC. Their office serves clients in the ORINDA metropolitan area and surrounding communities.

How does Ernesto David Tong charge for services?

Ernesto David Tong's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENSERRA CAPITAL MANAGEMENT LLC?

PENSERRA CAPITAL MANAGEMENT LLC has approximately 14 employees and manages $11.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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