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Nat Di Carlo

CROSSMARKET CAPITAL, LLC·ONTARIO, California
Series 7, Series 63, Series 6529 years registeredCROSSMARKET CAPITAL, LLC
3595 INLAND EMPIRE BLVD., ONTARIO, CA 91764CRD# 2252396Firm CRD# 168947

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nat Di Carlo · ONTARIO, CA
Registration
CRD #2252396 · CROSSMARKET CAPITAL, LLC · 29 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CROSSMARKET CAPITAL, LLC
CROSSMARKET CAPITAL, LLC
Oct 2013 – Dec 2025
NEWPORT BEACH, CA
MORGAN STANLEY
Jun 2009 – Oct 2013
NEWPORT BEACH, CA
CITIGROUP GLOBAL MARKETS INC.
Jul 1997 – Jun 2009
NEWPORT BEACH, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · July 8, 1997
Years registered · 29
03

Disclosure History

2005Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
CROSSMARKET CAPITAL, LLC
CRD 168947 · SEC 801-78551
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
Services offered by CROSSMARKET CAPITAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CROSSMARKET CAPITAL, LLC →
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05

Frequently Asked Questions

What services does Nat Di Carlo offer?
Nat Di Carlo specializes in Financial Planning, Investment Management, Wealth Management.
What are Nat Di Carlo's credentials?
Nat Di Carlo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nat Di Carlo located?
Nat Di Carlo is based in ONTARIO, California, last registered with CROSSMARKET CAPITAL, LLC.
How does Nat Di Carlo charge for services?
Nat Di Carlo's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CROSSMARKET CAPITAL, LLC?
CROSSMARKET CAPITAL, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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