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Ray Ramos Bartolome

FALCON WEALTH PLANNING, INC.·ONTARIO, California
SIE, Series 7, Series 9, Series 10, Series 63, Series 66Clean record9 years registeredFALCON WEALTH PLANNING, INC.
3400 INLAND EMPIRE BLVD., ONTARIO, CA 91764CRD# 3214117Firm CRD# 174092

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ray Ramos Bartolome · ONTARIO, CA
Registration
CRD #3214117 · FALCON WEALTH PLANNING, INC. · 9 years registered
Brand Profile
Not yet started
01

Career History

FALCON WEALTH PLANNING, INC.
Nov 2021 – present
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
Nov 2016 – Dec 2020
Rancho Cucamonga, CA
TD AMERITRADE, INC.
Nov 2016 – Jan 2021
Upland, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 63
Series 66
Registration record
First registered · November 23, 2016
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FALCON WEALTH PLANNING, INC.
CRD 174092 · SEC 801-112659
AUM
$1.0B
Regulatory assets under management
Employees
34
5,425 client accounts
Services offered by FALCON WEALTH PLANNING, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FALCON WEALTH PLANNING, INC. →
Introduction

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05

Frequently Asked Questions

What services does Ray Ramos Bartolome offer?
Ray Ramos Bartolome specializes in Financial Planning, Investment Management. Contact their office in ONTARIO, California for a consultation.
What are Ray Ramos Bartolome's credentials?
Ray Ramos Bartolome is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ray Ramos Bartolome located?
Ray Ramos Bartolome is based in ONTARIO, California, working with FALCON WEALTH PLANNING, INC.. Their office serves clients in the ONTARIO metropolitan area and surrounding communities.
How does Ray Ramos Bartolome charge for services?
Ray Ramos Bartolome's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisers fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FALCON WEALTH PLANNING, INC.?
FALCON WEALTH PLANNING, INC. has approximately 34 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FALCON WEALTH PLANNING, INC.

Gabriel Abraham Shahin
ONTARIO, CA
Rachel Anne Vonbank
ONTARIO, CA

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