Unclaimed Profile

Sandra Lynn Incontro

METROPOLITAN WEST CAPITAL MANAGEMENT, LLC·NEWPORT BEACH, California

Series 7, Series 63, Series 65Clean record20 years registeredMETROPOLITAN WEST CAPITAL MANAGEMENT, LLC

610 NEWPORT CENTER DR, NEWPORT BEACH, CA 92660CRD# 4125690Firm CRD# 107469

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sandra Lynn Incontro · NEWPORT BEACH, CA

Registration

CRD #4125690 · METROPOLITAN WEST CAPITAL MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: METROPOLITAN WEST CAPITAL MANAGEMENT, LLC

ARISTOTLE CAPITAL MANAGEMENT, LLC

Jun 2015 – Jan 2017

LOS ANGELES, CA

METROPOLITAN WEST CAPITAL MANAGEMENT, LLC

Aug 2005 – Dec 2014

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · August 29, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

METROPOLITAN WEST CAPITAL MANAGEMENT, LLC

CRD 107469 · SEC 801-57001

AUM

$8.4B

Regulatory assets under management

Employees

245 client accounts

Services offered by METROPOLITAN WEST CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at METROPOLITAN WEST CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sandra Lynn Incontro offer?

Sandra Lynn Incontro specializes in Investment Management, Retirement Planning, Wealth Management.

What are Sandra Lynn Incontro's credentials?

Sandra Lynn Incontro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sandra Lynn Incontro located?

Sandra Lynn Incontro is based in NEWPORT BEACH, California, last registered with METROPOLITAN WEST CAPITAL MANAGEMENT, LLC.

How does Sandra Lynn Incontro charge for services?

Sandra Lynn Incontro's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is METROPOLITAN WEST CAPITAL MANAGEMENT, LLC?

METROPOLITAN WEST CAPITAL MANAGEMENT, LLC has approximately 41 employees and manages $8.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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