Unclaimed Profile

Lauren S Klein

KLEIN FINANCIAL ADVISORS, INC.·NEWPORT BEACH, California

Clean recordKLEIN FINANCIAL ADVISORS, INC.

4299 MACARTHUR BOULEVARD, NEWPORT BEACH, CA 92660CRD# 4692359Firm CRD# 128910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lauren S Klein · NEWPORT BEACH, CA

Registration

CRD #4692359 · KLEIN FINANCIAL ADVISORS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Lauren S Klein is a registered financial advisor based in NEWPORT BEACH, California, affiliated with KLEIN FINANCIAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

KLEIN FINANCIAL ADVISORS, INC.

AUM

$121M

Regulatory assets under management

Employees

Total firm employees

View all advisors at KLEIN FINANCIAL ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4692359

Firm CRD# 128910

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lauren S Klein offer?

Lauren S Klein specializes in Financial Planning, Investment Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Lauren S Klein's credentials?

Lauren S Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lauren S Klein located?

Lauren S Klein is based in NEWPORT BEACH, California, working with KLEIN FINANCIAL ADVISORS, INC.. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Lauren S Klein charge for services?

Lauren S Klein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KLEIN FINANCIAL ADVISORS, INC.?

KLEIN FINANCIAL ADVISORS, INC. has approximately 2 employees and manages $121M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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