Unclaimed Profile

Geoffrey Lane Kaltenbach

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC·NEWPORT BEACH, California

SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 66Clean record19 years registeredSIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

120 NEWPORT CENTER DR, NEWPORT BEACH, CA 92660CRD# 2313686Firm CRD# 144069

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geoffrey Lane Kaltenbach · NEWPORT BEACH, CA

Registration

CRD #2313686 · SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

Sep 2015 – Oct 2023

LA JOLLA, CA

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

Jun 2007 – Aug 2015

IRVINE, CA

SIGNATOR INVESTORS, INC.

Mar 2007 – Oct 2014

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Series 66

Registration record

First registered · March 15, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD 144069 · SEC 801-67988

AUM

$219M

Regulatory assets under management

Employees

1,174 client accounts

Services offered by SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Geoffrey Lane Kaltenbach offer?

Geoffrey Lane Kaltenbach specializes in Financial Planning, Investment Management, Wealth Management.

What are Geoffrey Lane Kaltenbach's credentials?

Geoffrey Lane Kaltenbach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Geoffrey Lane Kaltenbach located?

Geoffrey Lane Kaltenbach is based in NEWPORT BEACH, California, last registered with SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC.

How does Geoffrey Lane Kaltenbach charge for services?

Geoffrey Lane Kaltenbach's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC?

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC has approximately 10 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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