Unclaimed Profile

Karisa Jade Diephouse

BEACON POINTE ADVISORS, LLC·NEWPORT BEACH, California

Series 7, Series 9, Series 10, Series 66Clean record21 years registeredBEACON POINTE ADVISORS, LLC

24 CORPORATE PLAZA, NEWPORT BEACH, CA 92660CRD# 4787247Firm CRD# 119290

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karisa Jade Diephouse · NEWPORT BEACH, CA

Registration

CRD #4787247 · BEACON POINTE ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BEACON POINTE ADVISORS, LLC

BEACON POINTE ADVISORS, LLC

Jun 2020 – Dec 2024

NEWPORT BEACH, CA

BEACON POINTE WEALTH ADVISORS, LLC

Apr 2014 – Apr 2020

NEWPORT BEACH, CA

CHARLES SCHWAB & CO., INC.

Mar 2011 – Mar 2014

NEWPORT BEACH, CA

STRATEGIC ADVISERS, INC.

Jun 2005 – Dec 2010

BREA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · June 15, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BEACON POINTE ADVISORS, LLC

CRD 119290 · SEC 801-60943

AUM

$31.3B

Regulatory assets under management

Employees

500

47,098 client accounts

Services offered by BEACON POINTE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BEACON POINTE ADVISORS, LLC →

Introduction

Speak with Karisa

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Karisa is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Karisa Jade Diephouse offer?

Karisa Jade Diephouse specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Karisa Jade Diephouse's credentials?

Karisa Jade Diephouse is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karisa Jade Diephouse located?

Karisa Jade Diephouse is based in NEWPORT BEACH, California, last registered with BEACON POINTE ADVISORS, LLC.

How does Karisa Jade Diephouse charge for services?

Karisa Jade Diephouse's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEACON POINTE ADVISORS, LLC?

BEACON POINTE ADVISORS, LLC has approximately 500 employees and manages $31.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →