Unclaimed Profile

Joseph Muir Stapleton

SPINNAKER INVESTMENT GROUP, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 66Clean record17 years registeredSPINNAKER INVESTMENT GROUP, LLC

4100 MACARTHUR BLVD., NEWPORT BEACH, CA 92660CRD# 5617995Firm CRD# 283414

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Muir Stapleton · NEWPORT BEACH, CA

Registration

CRD #5617995 · SPINNAKER INVESTMENT GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

SPINNAKER INVESTMENT GROUP, LLC

May 2016 – present

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

Dec 2010 – Sep 2016

IRVINE, CA

SIGNATOR INVESTORS, INC.

Dec 2008 – Nov 2010

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 24, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPINNAKER INVESTMENT GROUP, LLC

CRD 283414 · SEC 801-107671

AUM

$677M

Regulatory assets under management

Employees

2,196 client accounts

Services offered by SPINNAKER INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPINNAKER INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Muir Stapleton offer?

Joseph Muir Stapleton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Joseph Muir Stapleton's credentials?

Joseph Muir Stapleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Muir Stapleton located?

Joseph Muir Stapleton is based in NEWPORT BEACH, California, working with SPINNAKER INVESTMENT GROUP, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Joseph Muir Stapleton charge for services?

Joseph Muir Stapleton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPINNAKER INVESTMENT GROUP, LLC?

SPINNAKER INVESTMENT GROUP, LLC has approximately 10 employees and manages $677M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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