Unclaimed Profile

Jon Robert Theriault

R. S. CRUM, INC.·NEWPORT BEACH, California

Series 7, Series 63Clean record15 years registeredR. S. CRUM, INC.

4 UPPER NEWPORT PLAZA DRIVE, NEWPORT BEACH, CA 92660CRD# 4297295Firm CRD# 158621

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jon Robert Theriault · NEWPORT BEACH, CA

Registration

CRD #4297295 · R. S. CRUM, INC. · 15 years registered

Brand Profile

Not yet started

Career History

RS CRUM INC.

Sep 2011 – present

RS CRUM, INC.

Mar 2011 – Sep 2011

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 23, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

R. S. CRUM, INC.

CRD 158621 · SEC 801-72672

AUM

$586M

Regulatory assets under management

Employees

938 client accounts

Services offered by R. S. CRUM, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at R. S. CRUM, INC. →

Introduction

Speak with Jon

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jon is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jon Robert Theriault offer?

Jon Robert Theriault specializes in Financial Planning, Investment Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Jon Robert Theriault's credentials?

Jon Robert Theriault is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jon Robert Theriault located?

Jon Robert Theriault is based in NEWPORT BEACH, California, working with R. S. CRUM, INC.. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Jon Robert Theriault charge for services?

Jon Robert Theriault's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is R. S. CRUM, INC.?

R. S. CRUM, INC. has approximately 7 employees and manages $586M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →