Unclaimed Profile

James Anthony Thornton

ELEVATE CAPITAL GROUP, LLC·NEWPORT BEACH, California

SIE, Series 6TO, Series 63, Series 65Clean record4 years registeredELEVATE CAPITAL GROUP, LLC

4675 MACARTHUR CT., NEWPORT BEACH, CA 92660CRD# 7130321Firm CRD# 332775

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Anthony Thornton · NEWPORT BEACH, CA

Registration

CRD #7130321 · ELEVATE CAPITAL GROUP, LLC · 4 years registered

Brand Profile

Not yet started

Career History

ELEVATE WEALTH ADVISORS, LLC

Mar 2023 – present

ELEVATE CAPITAL GROUP, LLC

Sep 2024 – Apr 2025

NEWPORT BEACH, CA

PARK AVENUE SECURITIES LLC

Jun 2022 – Nov 2022

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 63

Series 65

Registration record

First registered · June 20, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ELEVATE CAPITAL GROUP, LLC

CRD 332775 · SEC 801-131140

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by ELEVATE CAPITAL GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ELEVATE CAPITAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Anthony Thornton offer?

James Anthony Thornton specializes in Investment Management, Fee-Only Advisory. Contact their office in NEWPORT BEACH, California for a consultation.

What are James Anthony Thornton's credentials?

James Anthony Thornton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Anthony Thornton located?

James Anthony Thornton is based in NEWPORT BEACH, California, working with ELEVATE CAPITAL GROUP, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does James Anthony Thornton charge for services?

James Anthony Thornton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELEVATE CAPITAL GROUP, LLC?

ELEVATE CAPITAL GROUP, LLC has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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