Unclaimed Profile

Gregory Robert Lai

AFFINITY INVESTMENT ADVISORS, LLC·NEWPORT BEACH, California

Series 2Clean record21 years registeredAFFINITY INVESTMENT ADVISORS, LLC

5140 BIRCH STREET, NEWPORT BEACH, CA 92660CRD# 2262839Firm CRD# 108278

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Robert Lai · NEWPORT BEACH, CA

Registration

CRD #2262839 · AFFINITY INVESTMENT ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

AFFINITY INVESTMENT ADVISORS, LLC

Sep 2004 – present

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · September 24, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AFFINITY INVESTMENT ADVISORS, LLC

CRD 108278 · SEC 801-42015

AUM

$938M

Regulatory assets under management

Employees

77 client accounts

Services offered by AFFINITY INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at AFFINITY INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Robert Lai offer?

Gregory Robert Lai specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Gregory Robert Lai's credentials?

Gregory Robert Lai is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Robert Lai located?

Gregory Robert Lai is based in NEWPORT BEACH, California, working with AFFINITY INVESTMENT ADVISORS, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Gregory Robert Lai charge for services?

Gregory Robert Lai's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AFFINITY INVESTMENT ADVISORS, LLC?

AFFINITY INVESTMENT ADVISORS, LLC has approximately 8 employees and manages $938M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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