Unclaimed Profile

David Lamar Hallman

UNITED CAPITAL FINANCIAL ADVISERS, LLC·NEWPORT BEACH, California

Series 6, Series 22, Series 63Clean record20 years registeredUNITED CAPITAL FINANCIAL ADVISERS, LLC

620 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 1205218Firm CRD# 134600

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lamar Hallman · NEWPORT BEACH, CA

Registration

CRD #1205218 · UNITED CAPITAL FINANCIAL ADVISERS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: UNITED CAPITAL FINANCIAL ADVISERS, LLC

INTEGRATED FINANCIAL MANAGEMENT INC

Aug 2008 – Dec 2008

NORTHBROOK, IL

UNITED CAPITAL INVESTMENT ADVISERS, INC

Feb 2006 – Dec 2007

NEWPORT BEACH, CA

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

Feb 2006 – Dec 2020

NEWPORT BEACH, CA

STABIL CAPITAL MANAGEMENT, INC.

Feb 2006 – May 2006

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Registration record

First registered · February 21, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNITED CAPITAL FINANCIAL ADVISORS, LLC

CRD 134600 · SEC 801-64376

AUM

$17.7B

Regulatory assets under management

Employees

288

49,991 client accounts

Services offered by UNITED CAPITAL FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at UNITED CAPITAL FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David Lamar Hallman offer?

David Lamar Hallman specializes in Financial Planning, Investment Management, Wealth Management.

What are David Lamar Hallman's credentials?

David Lamar Hallman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lamar Hallman located?

David Lamar Hallman is based in NEWPORT BEACH, California, last registered with UNITED CAPITAL FINANCIAL ADVISERS, LLC.

How does David Lamar Hallman charge for services?

David Lamar Hallman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITED CAPITAL FINANCIAL ADVISERS, LLC?

UNITED CAPITAL FINANCIAL ADVISERS, LLC has approximately 288 employees and manages $17.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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