Unclaimed Profile

Anne Kim Trinh

RETIREMENT WELLNESS GROUP LLC·NEWPORT BEACH, California

SIE, Series 7, Series 66CFPClean record23 years registeredRETIREMENT WELLNESS GROUP LLC

1200 NEWPORT CENTER DRIVE,, NEWPORT BEACH, CA 92660CRD# 4590072Firm CRD# 297255

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anne Kim Trinh · NEWPORT BEACH, CA

Registration

CRD #4590072 · RETIREMENT WELLNESS GROUP LLC · 23 years registered

Brand Profile

Not yet started

Career History

KESTRA ADVISORY SERVICES, LLC

Oct 2021 – present

KESTRA INVESTMENT SERVICES, LLC

Oct 2021 – present

M HOLDINGS SECURITIES, INC.

Oct 2008 – Nov 2021

TORRANCE, CA

WADDELL & REED, INC.

Oct 2002 – Sep 2008

HERMOSA BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 30, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RETIREMENT WELLNESS GROUP LLC

CRD 297255 · SEC 801-113447

AUM

$486M

Regulatory assets under management

Employees

81 client accounts

Services offered by RETIREMENT WELLNESS GROUP LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at RETIREMENT WELLNESS GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Anne Kim Trinh offer?

Anne Kim Trinh specializes in Investment Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Anne Kim Trinh's credentials?

Anne Kim Trinh holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Anne Kim Trinh located?

Anne Kim Trinh is based in NEWPORT BEACH, California, working with RETIREMENT WELLNESS GROUP LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Anne Kim Trinh charge for services?

Anne Kim Trinh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RETIREMENT WELLNESS GROUP LLC?

RETIREMENT WELLNESS GROUP LLC has approximately 2 employees and manages $486M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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