Unclaimed Profile

Tom Alan Dowse

DOWSE SECURITIES MANAGEMENT CORP·NAPA, California

Clean recordDOWSE SECURITIES MANAGEMENT CORP

1303 JEFFERSON STREET, STE. 400A, NAPA, CA 94559CRD# 4335000Firm CRD# 107331

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tom Alan Dowse · NAPA, CA

Registration

CRD #4335000 · DOWSE SECURITIES MANAGEMENT CORP

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Tom Alan Dowse is a registered financial advisor based in NAPA, California, affiliated with DOWSE SECURITIES MANAGEMENT CORP. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

DOWSE SECURITIES MANAGEMENT CORP

AUM

$71M

Regulatory assets under management

Employees

Total firm employees

View all advisors at DOWSE SECURITIES MANAGEMENT CORP →

Services

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 4335000

Firm CRD# 107331

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Tom Alan Dowse offer?

Tom Alan Dowse specializes in Investment Management. Contact their office in NAPA, California for a consultation.

What are Tom Alan Dowse's credentials?

Tom Alan Dowse is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tom Alan Dowse located?

Tom Alan Dowse is based in NAPA, California, working with DOWSE SECURITIES MANAGEMENT CORP. Their office serves clients in the NAPA metropolitan area and surrounding communities.

How does Tom Alan Dowse charge for services?

Tom Alan Dowse's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOWSE SECURITIES MANAGEMENT CORP?

DOWSE SECURITIES MANAGEMENT CORP has approximately 1 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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