Unclaimed Profile

Tracy Geraghty

HARRINGTON INVESTMENTS, INCORPORATED·NAPA, California

Series 65Clean record10 years registeredHARRINGTON INVESTMENTS, INCORPORATED

1001 SECOND STREET, NAPA, CA 94559-3030CRD# 6553129Firm CRD# 110790

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tracy Geraghty · NAPA, CA

Registration

CRD #6553129 · HARRINGTON INVESTMENTS, INCORPORATED · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARRINGTON INVESTMENTS, INCORPORATED

HARRINGTON INVESTMENTS, INC.

Aug 2015 – Sep 2018

NAPA, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 31, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARRINGTON INVESTMENTS, INCORPORATED

CRD 110790 · SEC 801-17932

AUM

$338M

Regulatory assets under management

Employees

225 client accounts

Services offered by HARRINGTON INVESTMENTS, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARRINGTON INVESTMENTS, INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Tracy Geraghty offer?

Tracy Geraghty specializes in Financial Planning, Investment Management, Wealth Management.

What are Tracy Geraghty's credentials?

Tracy Geraghty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tracy Geraghty located?

Tracy Geraghty is based in NAPA, California, last registered with HARRINGTON INVESTMENTS, INCORPORATED.

How does Tracy Geraghty charge for services?

Tracy Geraghty's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARRINGTON INVESTMENTS, INCORPORATED?

HARRINGTON INVESTMENTS, INCORPORATED has approximately 5 employees and manages $338M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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