Unclaimed Profile

Steven Kent Romjue

RIDGECREST WEALTH PARTNERS, LLC·MILL VALLEY, California

SIE, Series 7, Series 6329 years registeredRIDGECREST WEALTH PARTNERS, LLC

516 SUMMIT AVE, MILL VALLEY, CA 94941CRD# 1822291Firm CRD# 311984

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Kent Romjue · MILL VALLEY, CA

Registration

CRD #1822291 · RIDGECREST WEALTH PARTNERS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

RIDGECREST WEALTH PARTNERS, LLC

Jan 2021 – present

MORGAN STANLEY

Jun 2009 – Dec 2020

MILL VALLEY, CA

CITIGROUP GLOBAL MARKETS INC.

Jul 1997 – Jun 2009

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2022Regulatory·Final

2020Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RIDGECREST WEALTH PARTNERS, LLC

CRD 311984 · SEC 801-120053

AUM

$543M

Regulatory assets under management

Employees

653 client accounts

Services offered by RIDGECREST WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RIDGECREST WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Kent Romjue offer?

Steven Kent Romjue specializes in Financial Planning, Investment Management. Contact their office in MILL VALLEY, California for a consultation.

What are Steven Kent Romjue's credentials?

Steven Kent Romjue is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Kent Romjue located?

Steven Kent Romjue is based in MILL VALLEY, California, working with RIDGECREST WEALTH PARTNERS, LLC. Their office serves clients in the MILL VALLEY metropolitan area and surrounding communities.

How does Steven Kent Romjue charge for services?

Steven Kent Romjue's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIDGECREST WEALTH PARTNERS, LLC?

RIDGECREST WEALTH PARTNERS, LLC has approximately 3 employees and manages $543M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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