Unclaimed Profile

Noel Edward Murphy

DTS GROUP LLC·MILL VALLEY, California

Series 7, Series 65, Series 66Clean record22 years registeredDTS GROUP LLC

81 THROCKMORTON AVENUE, SUITE 201, MILL VALLEY, CA 94941-2486CRD# 2625059Firm CRD# 138687

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Noel Edward Murphy · MILL VALLEY, CA

Registration

CRD #2625059 · DTS GROUP LLC · 22 years registered

Brand Profile

Not yet started

Career History

SONOMA WEST ADVISORS

Apr 2012 – present

PRIVATE CONSULTING GROUP, INC.

Mar 2004 – Jan 2006

LARKSPUR, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · March 10, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SONOMA WEST LLC

CRD 138687 · SEC 801-127546

AUM

$246M

Regulatory assets under management

Employees

149 client accounts

Services offered by SONOMA WEST LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SONOMA WEST LLC →

Introduction

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Frequently Asked Questions

What services does Noel Edward Murphy offer?

Noel Edward Murphy specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MILL VALLEY, California for a consultation.

What are Noel Edward Murphy's credentials?

Noel Edward Murphy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Noel Edward Murphy located?

Noel Edward Murphy is based in MILL VALLEY, California, working with DTS GROUP LLC. Their office serves clients in the MILL VALLEY metropolitan area and surrounding communities.

How does Noel Edward Murphy charge for services?

Noel Edward Murphy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DTS GROUP LLC?

DTS GROUP LLC has approximately 1 employees and manages $246M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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