Unclaimed Profile

Barbara Smith Gilliard

EMERITUS INVESTMENT MANAGEMENT, INC.·MILL VALLEY, California

Series 6, Series 7, Series 24, Series 63Clean record36 years registeredEMERITUS INVESTMENT MANAGEMENT, INC.

254 MILLER AVENUE, MILL VALLEY, CA 94941CRD# 1452547Firm CRD# 108328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barbara Smith Gilliard · MILL VALLEY, CA

Registration

CRD #1452547 · EMERITUS INVESTMENT MANAGEMENT, INC. · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EMERITUS INVESTMENT MANAGEMENT, INC.

EMERITUS INVESTMENT MANAGEMENT, INC.

Jul 1990 – Jun 2026

MILL VALLEY, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · July 12, 1990

Years registered · 36

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMERITUS INVESTMENT MANAGEMENT, INC.

CRD 108328 · SEC 801-56671

AUM

$33M

Regulatory assets under management

Employees

95 client accounts

Services offered by EMERITUS INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EMERITUS INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Barbara Smith Gilliard offer?

Barbara Smith Gilliard specializes in Financial Planning, Investment Management.

What are Barbara Smith Gilliard's credentials?

Barbara Smith Gilliard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barbara Smith Gilliard located?

Barbara Smith Gilliard is based in MILL VALLEY, California, last registered with EMERITUS INVESTMENT MANAGEMENT, INC..

How does Barbara Smith Gilliard charge for services?

Barbara Smith Gilliard's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMERITUS INVESTMENT MANAGEMENT, INC.?

EMERITUS INVESTMENT MANAGEMENT, INC. has approximately 1 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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