Unclaimed Profile

Steven David Lockshin

ADVICEPERIOD, LLC·LOS ANGELES, California

Series 7, Series 24, Series 63, Series 6531 years registeredADVICEPERIOD, LLC

2121 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 1557803Firm CRD# 169828

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven David Lockshin · LOS ANGELES, CA

Registration

CRD #1557803 · ADVICEPERIOD, LLC · 31 years registered

Brand Profile

Not yet started

Career History

MARINER

Mar 2022 – present

ADVICEPERIOD, LLC

Jan 2014 – Mar 2022

LOS ANGELES, CA

CONVERGENT WEALTH ADVISORS, LLC

May 2007 – Oct 2016

POTOMAC, MD

LYDIAN WEALTH MANAGEMENT COMPANY, LLC

Oct 1994 – May 2007

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 21, 1994

Years registered · 31

Disclosure History

1993Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

ADVICEPERIOD, LLC

CRD 169828 · SEC 801-79005

AUM

$4.5B

Regulatory assets under management

Employees

4,821 client accounts

Services offered by ADVICEPERIOD, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ADVICEPERIOD, LLC →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven David Lockshin offer?

Steven David Lockshin specializes in Financial Planning, Investment Management. Contact their office in LOS ANGELES, California for a consultation.

What are Steven David Lockshin's credentials?

Steven David Lockshin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven David Lockshin located?

Steven David Lockshin is based in LOS ANGELES, California, working with ADVICEPERIOD, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Steven David Lockshin charge for services?

Steven David Lockshin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVICEPERIOD, LLC?

ADVICEPERIOD, LLC has approximately 92 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →