Unclaimed Profile

Stephen Anthony Rigali

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC·LOS ANGELES, California

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63Clean record22 years registeredKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

2000 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 870258Firm CRD# 104599

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Anthony Rigali · LOS ANGELES, CA

Registration

CRD #870258 · KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

Sep 2003 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Registration record

First registered · September 12, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

CRD 104599 · SEC 801-24241

AUM

$41.2B

Regulatory assets under management

Employees

115

28,081 client accounts

Services offered by KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Anthony Rigali offer?

Stephen Anthony Rigali specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are Stephen Anthony Rigali's credentials?

Stephen Anthony Rigali is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Anthony Rigali located?

Stephen Anthony Rigali is based in LOS ANGELES, California, working with KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Stephen Anthony Rigali charge for services?

Stephen Anthony Rigali's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC?

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC has approximately 115 employees and manages $41.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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