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Stephen Michael Kane

METROPOLITAN WEST ASSET MANAGEMENT LLC·LOS ANGELES, California
SIE, Series 3, Series 7, Series 63Clean recordMETROPOLITAN WEST ASSET MANAGEMENT LLC
865 S. FIGUEROA STREET, LOS ANGELES, CA 90017-2593CRD# 2272514Firm CRD# 104571

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Michael Kane · LOS ANGELES, CA
Registration
CRD #2272514 · METROPOLITAN WEST ASSET MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
METROPOLITAN WEST ASSET MANAGEMENT LLC
CRD 104571 · SEC 801-53332
AUM
$102.8B
Regulatory assets under management
Employees
348
146 client accounts
Services offered by METROPOLITAN WEST ASSET MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
View all advisors at METROPOLITAN WEST ASSET MANAGEMENT LLC →
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Frequently Asked Questions

What services does Stephen Michael Kane offer?
Stephen Michael Kane specializes in Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.
What are Stephen Michael Kane's credentials?
Stephen Michael Kane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Michael Kane located?
Stephen Michael Kane is based in LOS ANGELES, California, working with METROPOLITAN WEST ASSET MANAGEMENT LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Stephen Michael Kane charge for services?
Stephen Michael Kane's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is METROPOLITAN WEST ASSET MANAGEMENT LLC?
METROPOLITAN WEST ASSET MANAGEMENT LLC has approximately 348 employees and manages $102.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at METROPOLITAN WEST ASSET MANAGEMENT LLC

Tad Rivelle
LOS ANGELES, CA
David Stephen Devito
LOS ANGELES, CA
Bryan Thomas Whalen
LOS ANGELES, CA
CFA
Laird Ridings Landmann
LOS ANGELES, CA

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Research
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