Unclaimed Profile

Robert Allen Cooke

BROXTON CAPITAL ADVISORS·LOS ANGELES, California

Series 7, Series 63, Series 65, Series 86, Series 87Clean record20 years registeredBROXTON CAPITAL ADVISORS

1063 GAYLEY AVENUE, LOS ANGELES, CA 90024CRD# 2240107Firm CRD# 136914

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Allen Cooke · LOS ANGELES, CA

Registration

CRD #2240107 · BROXTON CAPITAL ADVISORS · 20 years registered

Brand Profile

Not yet started

Career History

BROXTON CAPITAL ADVISORS

Jun 2012 – present

HUDSON COOPER ASSET MANAGEMENT, INC.

Feb 2015 – Apr 2021

LOS ANGELES, CA

BROXTON CAPITAL ADVISORS LLC

Nov 2005 – Jun 2012

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · November 8, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROXTON CAPITAL ADVISORS

CRD 136914 · SEC 801-64689

AUM

$79M

Regulatory assets under management

Employees

182 client accounts

Services offered by BROXTON CAPITAL ADVISORS

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BROXTON CAPITAL ADVISORS →

Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Robert Allen Cooke offer?

Robert Allen Cooke specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LOS ANGELES, California for a consultation.

What are Robert Allen Cooke's credentials?

Robert Allen Cooke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Allen Cooke located?

Robert Allen Cooke is based in LOS ANGELES, California, working with BROXTON CAPITAL ADVISORS. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Robert Allen Cooke charge for services?

Robert Allen Cooke's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROXTON CAPITAL ADVISORS?

BROXTON CAPITAL ADVISORS has approximately 1 employees and manages $79M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →