Unclaimed Profile

Robert Carroll Harris

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 7, Series 8, Series 63, Series 66Clean record29 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 1083781Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Carroll Harris · LOS ANGELES, CA

Registration

CRD #1083781 · CROWELL, WEEDON & CO. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROWELL, WEEDON & CO.

D.A. DAVIDSON & CO.

Nov 2013 – Jan 2019

NEWPORT BEACH, CA

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

NEWPORT BEACH, CA

CROWELL, WEEDON & CO.

Jul 1997 – Nov 2013

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 63

Series 66

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

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Frequently Asked Questions

What services does Robert Carroll Harris offer?

Robert Carroll Harris specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert Carroll Harris's credentials?

Robert Carroll Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Carroll Harris located?

Robert Carroll Harris is based in LOS ANGELES, California, last registered with CROWELL, WEEDON & CO..

How does Robert Carroll Harris charge for services?

Robert Carroll Harris's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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