Unclaimed Profile

Richard Mandel

JESS S. MORGAN & COMPANY., INC.·LOS ANGELES, California

Series 2Clean record30 years registeredJESS S. MORGAN & COMPANY., INC.

5900 WILSHIRE BLVD., LOS ANGELES, CA 90036-3697CRD# 2649158Firm CRD# 110816

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Mandel · LOS ANGELES, CA

Registration

CRD #2649158 · JESS S. MORGAN & COMPANY., INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JESS S. MORGAN & COMPANY., INC.

JESS S. MORGAN & COMPANY., INC.

Sep 1995 – Nov 2022

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · September 8, 1995

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JESS S. MORGAN & COMPANY., INC.

CRD 110816 · SEC 801-4740

AUM

$278M

Regulatory assets under management

Employees

190 client accounts

Services offered by JESS S. MORGAN & COMPANY., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at JESS S. MORGAN & COMPANY., INC. →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Mandel offer?

Richard Mandel specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory.

What are Richard Mandel's credentials?

Richard Mandel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Mandel located?

Richard Mandel is based in LOS ANGELES, California, last registered with JESS S. MORGAN & COMPANY., INC..

How does Richard Mandel charge for services?

Richard Mandel's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JESS S. MORGAN & COMPANY., INC.?

JESS S. MORGAN & COMPANY., INC. has approximately 18 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →