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Philip Ronald Harrington

IMPERIAL CAPITAL ASSET MANAGEMENT LLC·LOS ANGELES, California
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10100 SANTA MONICA BLVD., LOS ANGELES, CA 90067CRD# 5211644Firm CRD# 108258
01

About

Philip Ronald Harrington is a registered financial advisor based in LOS ANGELES, California, affiliated with IMPERIAL CAPITAL ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
AUM
$394M
Regulatory assets under management
Employees
13
Total firm employees
View all advisors at IMPERIAL CAPITAL ASSET MANAGEMENT LLC →
Services
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Fixed fees
Performance-based fees
Other: OPTIONAL PAYMENT FOR DEBT AND EQUITY RESEARCH REPORTS TO CLIENTS
Regulatory
SEC/IARD CRD# 5211644
Firm CRD# 108258
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Philip Ronald Harrington offer?
Philip Ronald Harrington specializes in Retirement Planning, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.
What are Philip Ronald Harrington's credentials?
Philip Ronald Harrington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip Ronald Harrington located?
Philip Ronald Harrington is based in LOS ANGELES, California, working with IMPERIAL CAPITAL ASSET MANAGEMENT LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Philip Ronald Harrington charge for services?
Philip Ronald Harrington's firm is compensated through percentage of aum, fixed fees, performance-based fees, other: optional payment for debt and equity research reports to clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is IMPERIAL CAPITAL ASSET MANAGEMENT LLC?
IMPERIAL CAPITAL ASSET MANAGEMENT LLC has approximately 13 employees and manages $394M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in California
SAN FRANCISCO (3797)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)
City Guides
SAN FRANCISCO GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO GuideNEWPORT BEACH Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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