Unclaimed Profile

Nigel Graham Allen

BRADFORD & MARZEC, LLC·LOS ANGELES, California

Series 2, Series 3, Series 65Clean record14 years registeredBRADFORD & MARZEC, LLC

333 SOUTH HOPE STREET, LOS ANGELES, CA 90071-3049CRD# 2111748Firm CRD# 105654

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nigel Graham Allen · LOS ANGELES, CA

Registration

CRD #2111748 · BRADFORD & MARZEC, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRADFORD & MARZEC, LLC

TORTOISE CREDIT STRATEGIES, LLC

Jun 2016 – Feb 2020

Los Angeles, CA

BRADFORD & MARZEC, LLC

Oct 2011 – Jun 2016

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 3

Series 65

Registration record

First registered · October 26, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRADFORD & MARZEC, LLC

CRD 105654 · SEC 801-20778

AUM

$4.2B

Regulatory assets under management

Employees

720 client accounts

Services offered by BRADFORD & MARZEC, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at BRADFORD & MARZEC, LLC →

Introduction

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Frequently Asked Questions

What services does Nigel Graham Allen offer?

Nigel Graham Allen specializes in Investment Management, Retirement Planning, Wealth Management.

What are Nigel Graham Allen's credentials?

Nigel Graham Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nigel Graham Allen located?

Nigel Graham Allen is based in LOS ANGELES, California, last registered with BRADFORD & MARZEC, LLC.

How does Nigel Graham Allen charge for services?

Nigel Graham Allen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRADFORD & MARZEC, LLC?

BRADFORD & MARZEC, LLC has approximately 32 employees and manages $4.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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