Unclaimed Profile

Neil David Berlant

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 1, Series 7, Series 6315 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 19550Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil David Berlant · LOS ANGELES, CA

Registration

CRD #19550 · CROWELL, WEEDON & CO. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROWELL, WEEDON & CO.

D.A. DAVIDSON & CO.

Nov 2013 – Jun 2020

LOS ANGELES, CA

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

LOS ANGELES, CA

CROWELL, WEEDON & CO.

Jan 2011 – Nov 2013

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 63

Registration record

First registered · January 13, 2011

Years registered · 15

Disclosure History

2022Regulatory·Final

2020Customer Dispute·Settled

2020Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

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Frequently Asked Questions

What services does Neil David Berlant offer?

Neil David Berlant specializes in Financial Planning, Investment Management, Wealth Management.

What are Neil David Berlant's credentials?

Neil David Berlant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neil David Berlant located?

Neil David Berlant is based in LOS ANGELES, California, last registered with CROWELL, WEEDON & CO..

How does Neil David Berlant charge for services?

Neil David Berlant's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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