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Natalie Faye Smith

COMMONWEALTH ASSET MANAGEMENT LP·LOS ANGELES, California
SIE, Series 3, Series 7TO, Series 63Clean recordCOMMONWEALTH ASSET MANAGEMENT LP
11755 WILSHIRE BLVD., LOS ANGELES, CA 90025CRD# 6952883Firm CRD# 306098

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Natalie Faye Smith · LOS ANGELES, CA
Registration
CRD #6952883 · COMMONWEALTH ASSET MANAGEMENT LP
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7TO
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
COMMONWEALTH ASSET MANAGEMENT LP
CRD 306098 · SEC 802-131065
AUM
$912M
Regulatory assets under management
Services offered by COMMONWEALTH ASSET MANAGEMENT LP
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at COMMONWEALTH ASSET MANAGEMENT LP →
Introduction

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Frequently Asked Questions

What services does Natalie Faye Smith offer?
Natalie Faye Smith specializes in Retirement Planning, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.
What are Natalie Faye Smith's credentials?
Natalie Faye Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Natalie Faye Smith located?
Natalie Faye Smith is based in LOS ANGELES, California, working with COMMONWEALTH ASSET MANAGEMENT LP. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Natalie Faye Smith charge for services?
Natalie Faye Smith's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMONWEALTH ASSET MANAGEMENT LP?
COMMONWEALTH ASSET MANAGEMENT LP is a registered investment adviser with the SEC, managing $912M in regulatory assets under management. See their Form ADV for full details.
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Research
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