Unclaimed Profile

Lorraine Susan Fox

ASPIRIANT, LLC·LOS ANGELES, California

Series 7, Series 63, Series 65, Series 86, Series 87Clean record17 years registeredASPIRIANT, LLC

11100 SANTA MONICA BLVD, LOS ANGELES, CA 90025CRD# 3037280Firm CRD# 146720

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lorraine Susan Fox · LOS ANGELES, CA

Registration

CRD #3037280 · ASPIRIANT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASPIRIANT, LLC

ASPIRIANT, LLC

Feb 2014 – Feb 2023

LOS ANGELES, CA

CLEARROCK CAPITAL LLC

Jun 2010 – Feb 2014

KETCHUM, ID

THE PORTOLA GROUP INC

Mar 2009 – Jun 2010

MENLO PARK, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · March 18, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASPIRIANT, LLC

CRD 146720 · SEC 801-68987

AUM

$14.8B

Regulatory assets under management

Employees

204

11,103 client accounts

Services offered by ASPIRIANT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ASPIRIANT, LLC →

Introduction

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Frequently Asked Questions

What services does Lorraine Susan Fox offer?

Lorraine Susan Fox specializes in Financial Planning, Investment Management, Wealth Management.

What are Lorraine Susan Fox's credentials?

Lorraine Susan Fox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lorraine Susan Fox located?

Lorraine Susan Fox is based in LOS ANGELES, California, last registered with ASPIRIANT, LLC.

How does Lorraine Susan Fox charge for services?

Lorraine Susan Fox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASPIRIANT, LLC?

ASPIRIANT, LLC has approximately 204 employees and manages $14.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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