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Lisa B. Thompson

CAPITAL RESEARCH AND MANAGEMENT COMPANY·LOS ANGELES, California
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333 S HOPE STREET, LOS ANGELES, CA 90071-1406CRD# 1992688Firm CRD# 110885
01

About

Lisa B. Thompson is a registered financial advisor based in LOS ANGELES, California, affiliated with CAPITAL RESEARCH AND MANAGEMENT COMPANY. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
CAPITAL RESEARCH AND MANAGEMENT COMPANY
CAPITAL RESEARCH AND MANAGEMENT COMPANY
AUM
$3315.4B
Regulatory assets under management
Employees
1384
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Other
04

Background

Compensation
Percentage of AUM
Other: GROSS INVESTMENT INCOME
Regulatory
SEC/IARD CRD# 1992688
Firm CRD# 110885
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Lisa B. Thompson offer?
Lisa B. Thompson specializes in Investment Management, Retirement Planning. Contact their office in LOS ANGELES, California for a consultation.
What are Lisa B. Thompson's credentials?
Lisa B. Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa B. Thompson located?
Lisa B. Thompson is based in LOS ANGELES, California, working with CAPITAL RESEARCH AND MANAGEMENT COMPANY. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Lisa B. Thompson charge for services?
Lisa B. Thompson's firm is compensated through percentage of aum, other: gross investment income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL RESEARCH AND MANAGEMENT COMPANY?
CAPITAL RESEARCH AND MANAGEMENT COMPANY has approximately 1384 employees and manages $3315.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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