Unclaimed Profile

Kim Pfeifer Ip

LUMINOUS CAPITAL, LLC·LOS ANGELES, California

SIE, Series 3, Series 7, Series 22, Series 30, Series 63, Series 65Clean record17 years registeredLUMINOUS CAPITAL, LLC

2049 CENTURY PARK EAST, LOS ANGELES, CA 90067CRD# 1768284Firm CRD# 145566

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kim Pfeifer Ip · LOS ANGELES, CA

Registration

CRD #1768284 · LUMINOUS CAPITAL, LLC · 17 years registered

Brand Profile

Not yet started

Career History

MAI CAPITAL MANAGEMENT, LLC

Nov 2025 – present

EVOKE ADVISORS

Jun 2019 – present

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Jan 2013 – Jun 2019

San Diego, CA

LUMINOUS CAPITAL, LLC

Sep 2008 – Feb 2013

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 22

Series 30

Series 63

Series 65

Registration record

First registered · September 3, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LUMINOUS CAPITAL, LLC

CRD 145566 · SEC 801-68850

Employees

Total firm employees

Services offered by LUMINOUS CAPITAL, LLC

Per Form ADV

Other

View all advisors at LUMINOUS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Kim Pfeifer Ip offer?

Kim Pfeifer Ip is a registered financial advisor in LOS ANGELES, California. Contact their office for details on services offered.

What are Kim Pfeifer Ip's credentials?

Kim Pfeifer Ip is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kim Pfeifer Ip located?

Kim Pfeifer Ip is based in LOS ANGELES, California, working with LUMINOUS CAPITAL, LLC. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Kim Pfeifer Ip charge for services?

Kim Pfeifer Ip's firm is compensated through other: as of 12/31/2012 - no fee-paying advisory clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LUMINOUS CAPITAL, LLC?

LUMINOUS CAPITAL, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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