Unclaimed Profile

Kenneth Aaron Stern

LIDO ADVISORS, LLC·LOS ANGELES, California

SIE, Series 7, Series 24, Series 63, Series 65, Series 87CFPClean record26 years registeredLIDO ADVISORS, LLC

1875 CENTURY PARK EAST, LOS ANGELES, CA 90067CRD# 1754133Firm CRD# 269866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Aaron Stern · LOS ANGELES, CA

Registration

CRD #1754133 · LIDO ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LIDO ADVISORS, LLC

LIDO

Jul 2015 – Dec 2025

SAN DIEGO, CA

LIDO ADVISORS

Feb 2014 – Jul 2015

SAN DIEGO, CA

KEN STERN & ASSOCIATES INC

Dec 1999 – Jan 2019

San Diego, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 87

Registration record

First registered · December 23, 1999

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LIDO ADVISORS, LLC

CRD 269866 · SEC 801-100433

AUM

$19.7B

Regulatory assets under management

Employees

214

19,744 client accounts

Services offered by LIDO ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LIDO ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Aaron Stern offer?

Kenneth Aaron Stern specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Kenneth Aaron Stern's credentials?

Kenneth Aaron Stern holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kenneth Aaron Stern located?

Kenneth Aaron Stern is based in LOS ANGELES, California, last registered with LIDO ADVISORS, LLC.

How does Kenneth Aaron Stern charge for services?

Kenneth Aaron Stern's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIDO ADVISORS, LLC?

LIDO ADVISORS, LLC has approximately 214 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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