Unclaimed Profile

Kenneth David Malamed

FIRST WESTERN CAPITAL MANAGEMENT COMPANY·LOS ANGELES, California

Series 1, Series 2, Series 63, Series 6516 years registeredFIRST WESTERN CAPITAL MANAGEMENT COMPANY

1900 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 317736Firm CRD# 152982

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth David Malamed · LOS ANGELES, CA

Registration

CRD #317736 · FIRST WESTERN CAPITAL MANAGEMENT COMPANY · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST WESTERN CAPITAL MANAGEMENT COMPANY

L & S ADVISORS, INC

Nov 2016 – Oct 2024

LOS ANGELES, CA

FIRST WESTERN CAPITAL MANAGEMENT COMPANY

May 2010 – Sep 2016

LOS ANGELES, CA

FIRST WESTERN INVESTMENT MANAGEMENT, INC.

Mar 2010 – May 2010

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 2

Series 63

Series 65

Registration record

First registered · March 3, 2010

Years registered · 16

Disclosure History

2010Customer Dispute·Settled

2004Customer Dispute·Settled

2002Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

FIRST WESTERN CAPITAL MANAGEMENT COMPANY

CRD 152982 · SEC 801-71092

AUM

$962M

Regulatory assets under management

Employees

637 client accounts

Services offered by FIRST WESTERN CAPITAL MANAGEMENT COMPANY

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at FIRST WESTERN CAPITAL MANAGEMENT COMPANY →

Introduction

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Frequently Asked Questions

What services does Kenneth David Malamed offer?

Kenneth David Malamed specializes in Investment Management, Wealth Management.

What are Kenneth David Malamed's credentials?

Kenneth David Malamed is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth David Malamed located?

Kenneth David Malamed is based in LOS ANGELES, California, last registered with FIRST WESTERN CAPITAL MANAGEMENT COMPANY.

How does Kenneth David Malamed charge for services?

Kenneth David Malamed's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST WESTERN CAPITAL MANAGEMENT COMPANY?

FIRST WESTERN CAPITAL MANAGEMENT COMPANY has approximately 9 employees and manages $962M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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