Unclaimed Profile

Jonathan York Thomas

SAYBROOK ADVISORS, LLC·LOS ANGELES, California

Series 7, Series 24, Series 53, Series 63, Series 65, Series 79TO20 years registeredSAYBROOK ADVISORS, LLC

11400 W. OLYMPIC BLVD., LOS ANGELES, CA 90064CRD# 1374060Firm CRD# 139018

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan York Thomas · LOS ANGELES, CA

Registration

CRD #1374060 · SAYBROOK ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAYBROOK ADVISORS, LLC

SAYBROOK ADVISORS, LLC

Feb 2006 – Oct 2013

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 53

Series 63

Series 65

Series 79TO

Registration record

First registered · February 2, 2006

Years registered · 20

Disclosure History

1997Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SAYBROOK ADVISORS, LLC

CRD 139018 · SEC 801-65848

AUM

$235M

Regulatory assets under management

Employees

5 client accounts

Services offered by SAYBROOK ADVISORS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at SAYBROOK ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Jonathan York Thomas offer?

Jonathan York Thomas specializes in Retirement Planning.

What are Jonathan York Thomas's credentials?

Jonathan York Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan York Thomas located?

Jonathan York Thomas is based in LOS ANGELES, California, last registered with SAYBROOK ADVISORS, LLC.

How does Jonathan York Thomas charge for services?

Jonathan York Thomas's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAYBROOK ADVISORS, LLC?

SAYBROOK ADVISORS, LLC has approximately 5 employees and manages $235M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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