Unclaimed Profile

James Roy Kruger

CROWELL, WEEDON & CO.·LOS ANGELES, California

SIE, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 27, Series 63, Series 65, Series 79TO, Series 99TOClean record18 years registeredCROWELL, WEEDON & CO.

624 SO. GRAND AVE., SUITE 2510, LOS ANGELES, CA 90017CRD# 1171805Firm CRD# 193

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Roy Kruger · LOS ANGELES, CA

Registration

CRD #1171805 · CROWELL, WEEDON & CO. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CROWELL, WEEDON & CO.

D.A. DAVIDSON & CO.

Nov 2013 – Dec 2023

LONG BEACH, CA

CROWELL WEEDON & CO.

Nov 2013 – Nov 2013

LOS ANGELES, CA

CROWELL, WEEDON & CO.

Mar 2008 – Nov 2013

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 27

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · March 7, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CROWELL, WEEDON & CO.

CRD 193 · SEC 801-67246

AUM

$1.0B

Regulatory assets under management

Employees

150

2,936 client accounts

Services offered by CROWELL, WEEDON & CO.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CROWELL, WEEDON & CO. →

Introduction

Speak with James Roy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James Roy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Roy Kruger offer?

James Roy Kruger specializes in Financial Planning, Investment Management, Wealth Management.

What are James Roy Kruger's credentials?

James Roy Kruger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Roy Kruger located?

James Roy Kruger is based in LOS ANGELES, California, last registered with CROWELL, WEEDON & CO..

How does James Roy Kruger charge for services?

James Roy Kruger's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROWELL, WEEDON & CO.?

CROWELL, WEEDON & CO. has approximately 150 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →