Unclaimed Profile

James Thomas Moylan

SFE INVESTMENT COUNSEL INC.·LOS ANGELES, California

SIE, Series 7, Series 63Clean record18 years registeredSFE INVESTMENT COUNSEL INC.

801 S. FIGUEROA STREET, LOS ANGELES, CA 90017CRD# 5292132Firm CRD# 145530

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Thomas Moylan · LOS ANGELES, CA

Registration

CRD #5292132 · SFE INVESTMENT COUNSEL INC. · 18 years registered

Brand Profile

Not yet started

Career History

SFE INVESTMENT COUNSEL INC.

Nov 2007 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · November 30, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SFE INVESTMENT COUNSEL INC.

CRD 145530 · SEC 801-68580

AUM

$582M

Regulatory assets under management

Employees

772 client accounts

Services offered by SFE INVESTMENT COUNSEL INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SFE INVESTMENT COUNSEL INC. →

Introduction

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Frequently Asked Questions

What services does James Thomas Moylan offer?

James Thomas Moylan specializes in Investment Management, Wealth Management. Contact their office in LOS ANGELES, California for a consultation.

What are James Thomas Moylan's credentials?

James Thomas Moylan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Thomas Moylan located?

James Thomas Moylan is based in LOS ANGELES, California, working with SFE INVESTMENT COUNSEL INC.. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does James Thomas Moylan charge for services?

James Thomas Moylan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SFE INVESTMENT COUNSEL INC.?

SFE INVESTMENT COUNSEL INC. has approximately 11 employees and manages $582M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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