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Catherine May Ward

CAPITAL RESEARCH AND MANAGEMENT COMPANY·LOS ANGELES, California
CAPITAL RESEARCH AND MANAGEMENT COMPANY
333 S HOPE STREET, LOS ANGELES, CA 90071CRD# 4393764Firm CRD# 110885

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine May Ward · LOS ANGELES, CA
Registration
CRD #4393764 · CAPITAL RESEARCH AND MANAGEMENT COMPANY
Brand Profile
Not yet started
Disclosure history
2 disclosures on file · See FINRA BrokerCheck for full record
01

About

Catherine May Ward is a registered financial advisor based in LOS ANGELES, California, affiliated with CAPITAL RESEARCH AND MANAGEMENT COMPANY. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
CAPITAL RESEARCH AND MANAGEMENT COMPANY
CAPITAL RESEARCH AND MANAGEMENT COMPANY
AUM
$3315.4B
Regulatory assets under management
Employees
1384
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Other
04

Background

Compensation
Percentage of AUM
Other: GROSS INVESTMENT INCOME
Regulatory
SEC/IARD CRD# 4393764
Firm CRD# 110885
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Catherine May Ward offer?
Catherine May Ward specializes in Investment Management, Retirement Planning. Contact their office in LOS ANGELES, California for a consultation.
What are Catherine May Ward's credentials?
Catherine May Ward is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine May Ward located?
Catherine May Ward is based in LOS ANGELES, California, working with CAPITAL RESEARCH AND MANAGEMENT COMPANY. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.
How does Catherine May Ward charge for services?
Catherine May Ward's firm is compensated through percentage of aum, other: gross investment income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL RESEARCH AND MANAGEMENT COMPANY?
CAPITAL RESEARCH AND MANAGEMENT COMPANY has approximately 1384 employees and manages $3315.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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