Unclaimed Profile

Carl Michael Kawaja

CAPITAL RESEARCH AND MANAGEMENT COMPANY·LOS ANGELES, California

CAPITAL RESEARCH AND MANAGEMENT COMPANY

333 S HOPE STREET, LOS ANGELES, CA 90071-1406CRD# 4460694Firm CRD# 110885

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Michael Kawaja · LOS ANGELES, CA

Registration

CRD #4460694 · CAPITAL RESEARCH AND MANAGEMENT COMPANY

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Carl Michael Kawaja is a registered financial advisor based in LOS ANGELES, California, affiliated with CAPITAL RESEARCH AND MANAGEMENT COMPANY. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Introduction

Speak with Carl

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carl is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

CAPITAL RESEARCH AND MANAGEMENT COMPANY

AUM

$3315.4B

Regulatory assets under management

Employees

1384

Total firm employees

View all advisors at CAPITAL RESEARCH AND MANAGEMENT COMPANY →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Other

Background

Compensation

Percentage of AUM

Other: GROSS INVESTMENT INCOME

Regulatory

SEC/IARD CRD# 4460694

Firm CRD# 110885

View on FINRA BrokerCheck →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

Browse LOS ANGELES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carl Michael Kawaja offer?

Carl Michael Kawaja specializes in Investment Management, Retirement Planning. Contact their office in LOS ANGELES, California for a consultation.

What are Carl Michael Kawaja's credentials?

Carl Michael Kawaja is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Michael Kawaja located?

Carl Michael Kawaja is based in LOS ANGELES, California, working with CAPITAL RESEARCH AND MANAGEMENT COMPANY. Their office serves clients in the LOS ANGELES metropolitan area and surrounding communities.

How does Carl Michael Kawaja charge for services?

Carl Michael Kawaja's firm is compensated through percentage of aum, other: gross investment income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL RESEARCH AND MANAGEMENT COMPANY?

CAPITAL RESEARCH AND MANAGEMENT COMPANY has approximately 1384 employees and manages $3315.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →