Claim Profile
Unclaimed Profile
BE

Brett Scott Ellen

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC·LOS ANGELES, California
SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65, Series 99TO26 years registeredAMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
1901 AVENUE OF THE STARS, LOS ANGELES, CA 90067CRD# 1460478Firm CRD# 160322

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brett Scott Ellen · LOS ANGELES, CA
Registration
CRD #1460478 · AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
ARQUE CAPITAL, LTD.
Jun 2020Feb 2021
Las Vegas, NV
Apr 2013May 2020
LOS ANGELES, CA
Oct 2004Sep 2014
CALABASAS, CA
Nov 1999Oct 2004
WESTLAKE VILLAGE, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 22
Series 24
Series 63
Series 65
Series 99TO
Registration record
First registered · November 23, 1999
Years registered · 26
03

Disclosure History

2023Customer Dispute·Settled
2021Customer Dispute·Settled
2021Customer Dispute·Settled
2020Customer Dispute·Settled
2014Customer Dispute·Denied
2012Customer Dispute·Denied
2012Customer Dispute·Denied
2009Customer Dispute·Settled
2008Customer Dispute·Denied
2008Customer Dispute·Settled
2007Customer Dispute·Closed-No Action
2005Customer Dispute·Denied
2005Regulatory·Final
2002Customer Dispute·Closed-No Action
2002Customer Dispute·Closed-No Action
2001Customer Dispute·Closed-No Action
2001Customer Dispute·Denied
1995Customer Dispute·Settled

18 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
CRD 160322 · SEC 801-73032
AUM
$47M
Regulatory assets under management
Employees
4
106 client accounts
Services offered by AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

Speak with Brett

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brett is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOS ANGELES?

Browse all registered financial advisors in LOS ANGELES, California or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Brett Scott Ellen offer?
Brett Scott Ellen specializes in Financial Planning, Investment Management, Wealth Management.
What are Brett Scott Ellen's credentials?
Brett Scott Ellen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brett Scott Ellen located?
Brett Scott Ellen is based in LOS ANGELES, California, last registered with AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC.
How does Brett Scott Ellen charge for services?
Brett Scott Ellen's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC?
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC has approximately 4 employees and manages $47M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →