Unclaimed Profile

Andrew John Thelen

TRADEWINDS GLOBAL INVESTORS, LLC·LOS ANGELES, California

Clean record22 years registeredTRADEWINDS GLOBAL INVESTORS, LLC

2049 CENTURY PARK EAST, LOS ANGELES, CA 90067-3120CRD# 4766265Firm CRD# 138476

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew John Thelen · LOS ANGELES, CA

Registration

CRD #4766265 · TRADEWINDS GLOBAL INVESTORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRADEWINDS GLOBAL INVESTORS, LLC

TRADEWINDS GLOBAL INVESTORS, LLC

Feb 2013 – Sep 2016

LOS ANGELES, CA

CRIMSON ADVISORS, LLC

Apr 2004 – Dec 2005

SAN FRANCISCO, CA

Registrations & Exams

Registration record

First registered · April 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRADEWINDS GLOBAL INVESTORS, LLC

CRD 138476 · SEC 801-65208

AUM

$3.0B

Regulatory assets under management

Employees

3,589 client accounts

Services offered by TRADEWINDS GLOBAL INVESTORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at TRADEWINDS GLOBAL INVESTORS, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew John Thelen offer?

Andrew John Thelen specializes in Investment Management, Retirement Planning, Wealth Management.

What are Andrew John Thelen's credentials?

Andrew John Thelen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew John Thelen located?

Andrew John Thelen is based in LOS ANGELES, California, last registered with TRADEWINDS GLOBAL INVESTORS, LLC.

How does Andrew John Thelen charge for services?

Andrew John Thelen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRADEWINDS GLOBAL INVESTORS, LLC?

TRADEWINDS GLOBAL INVESTORS, LLC has approximately 42 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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