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Stanley Quion Leung Mok

MOK STANLEY QUION·LOS ALTOS, California
SIE, Series 4, Series 5, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record18 years registeredMOK STANLEY QUION
4962 EL CAMINO REAL, STE 235, LOS ALTOS, CA 94022-1456CRD# 864314Firm CRD# 110182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stanley Quion Leung Mok · LOS ALTOS, CA
Registration
CRD #864314 · MOK STANLEY QUION · 18 years registered
Brand Profile
Not yet started
01

Career History

MOK CAPITAL MANAGEMENT
Jun 2012 – present
FIRST ALLIED SECURITIES, INC.
Nov 2007 – Oct 2011
LOS ALTOS, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 5
Series 7
Series 24
Series 63
Series 65
Series 99TO
Registration record
First registered · November 21, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MOK STANLEY QUION
CRD 110182 · SEC 801-68939
AUM
$45M
Regulatory assets under management
Employees
1
152 client accounts
Services offered by MOK STANLEY QUION
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at MOK STANLEY QUION →
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Frequently Asked Questions

What services does Stanley Quion Leung Mok offer?
Stanley Quion Leung Mok specializes in Financial Planning, Investment Management. Contact their office in LOS ALTOS, California for a consultation.
What are Stanley Quion Leung Mok's credentials?
Stanley Quion Leung Mok is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stanley Quion Leung Mok located?
Stanley Quion Leung Mok is based in LOS ALTOS, California, working with MOK STANLEY QUION. Their office serves clients in the LOS ALTOS metropolitan area and surrounding communities.
How does Stanley Quion Leung Mok charge for services?
Stanley Quion Leung Mok's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MOK STANLEY QUION?
MOK STANLEY QUION has approximately 1 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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