Unclaimed Profile

Sharon Lea Lacy

BEDROCK CAPITAL MANAGEMENT, INC.·LOS ALTOS, California

Series 65Clean record19 years registeredBEDROCK CAPITAL MANAGEMENT, INC.

5050 EL CAMINO REAL, LOS ALTOS, CA 94022CRD# 5325297Firm CRD# 120376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sharon Lea Lacy · LOS ALTOS, CA

Registration

CRD #5325297 · BEDROCK CAPITAL MANAGEMENT, INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BEDROCK CAPITAL MANAGEMENT, INC.

NATURAL BRIDGES FINANCIAL ADVISORS

Nov 2017 – Dec 2019

SANTA CRUZ, CA

UNITED CAPITAL FINANCIAL ADVISERS

Dec 2015 – Oct 2017

LOS ALTOS, CA

BEDROCK CAPITAL MANAGEMENT, INC.

Apr 2007 – Dec 2015

LOS ALTOS, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 24, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BEDROCK CAPITAL MANAGEMENT, INC.

CRD 120376 · SEC 801-61822

AUM

$310M

Regulatory assets under management

Employees

768 client accounts

Services offered by BEDROCK CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BEDROCK CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Sharon Lea Lacy offer?

Sharon Lea Lacy specializes in Financial Planning, Investment Management.

What are Sharon Lea Lacy's credentials?

Sharon Lea Lacy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sharon Lea Lacy located?

Sharon Lea Lacy is based in LOS ALTOS, California, last registered with BEDROCK CAPITAL MANAGEMENT, INC..

How does Sharon Lea Lacy charge for services?

Sharon Lea Lacy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEDROCK CAPITAL MANAGEMENT, INC.?

BEDROCK CAPITAL MANAGEMENT, INC. has approximately 8 employees and manages $310M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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