Unclaimed Profile

Lois Ann Springsteen

BEDROCK CAPITAL MANAGEMENT, INC.·LOS ALTOS, California

Clean record21 years registeredBEDROCK CAPITAL MANAGEMENT, INC.

5050 EL CAMINO REAL, LOS ALTOS, CA 94022CRD# 4916642Firm CRD# 120376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lois Ann Springsteen · LOS ALTOS, CA

Registration

CRD #4916642 · BEDROCK CAPITAL MANAGEMENT, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BEDROCK CAPITAL MANAGEMENT, INC.

UNITED CAPITAL FINANCIAL ADVISERS

Dec 2015 – Jan 2018

LOS ALTOS, CA

BEDROCK CAPITAL MANAGEMENT, INC.

Feb 2005 – Dec 2015

LOS ALTOS, CA

Registrations & Exams

Registration record

First registered · February 8, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BEDROCK CAPITAL MANAGEMENT, INC.

CRD 120376 · SEC 801-61822

AUM

$310M

Regulatory assets under management

Employees

768 client accounts

Services offered by BEDROCK CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BEDROCK CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Lois Ann Springsteen offer?

Lois Ann Springsteen specializes in Financial Planning, Investment Management.

What are Lois Ann Springsteen's credentials?

Lois Ann Springsteen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lois Ann Springsteen located?

Lois Ann Springsteen is based in LOS ALTOS, California, last registered with BEDROCK CAPITAL MANAGEMENT, INC..

How does Lois Ann Springsteen charge for services?

Lois Ann Springsteen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEDROCK CAPITAL MANAGEMENT, INC.?

BEDROCK CAPITAL MANAGEMENT, INC. has approximately 8 employees and manages $310M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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