Unclaimed Profile

John David Cartwright

CLG LLC·LONG BEACH, California

SIE, Series 1, Series 7TO, Series 24, Series 63Clean record29 years registeredCLG LLC

4821 E 2ND STREET, LONG BEACH, CA 90803CRD# 42283Firm CRD# 282605

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John David Cartwright · LONG BEACH, CA

Registration

CRD #42283 · CLG LLC · 29 years registered

Brand Profile

Not yet started

Career History

CLG LLC

Feb 2017 – present

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – Dec 2023

LONG BEACH, CA

CETERA ADVISOR NETWORKS LLC

Sep 2019 – Jun 2023

LONG BEACH, CA

CETERA ADVISOR NETWORKS LLC

Jul 1997 – Sep 2019

LONG BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLG LLC

CRD 282605 · SEC 801-108414

AUM

$801M

Regulatory assets under management

Employees

2,282 client accounts

Services offered by CLG LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLG LLC →

Introduction

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Frequently Asked Questions

What services does John David Cartwright offer?

John David Cartwright specializes in Financial Planning, Investment Management. Contact their office in LONG BEACH, California for a consultation.

What are John David Cartwright's credentials?

John David Cartwright is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John David Cartwright located?

John David Cartwright is based in LONG BEACH, California, working with CLG LLC. Their office serves clients in the LONG BEACH metropolitan area and surrounding communities.

How does John David Cartwright charge for services?

John David Cartwright's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLG LLC?

CLG LLC has approximately 26 employees and manages $801M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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