Unclaimed Profile

Steven Gerard Mais

CHARTIST INC·LONG BEACH, California

Series 2, Series 7, Series 63, Series 65Clean record29 years registeredCHARTIST INC

6621 E. PACIFIC COAST HWY. #240, LONG BEACH, CA 90803CRD# 710902Firm CRD# 105072

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Gerard Mais · LONG BEACH, CA

Registration

CRD #710902 · CHARTIST INC · 29 years registered

Brand Profile

Not yet started

Career History

THE CHARTIST

Jan 2026 – present

THE CHARTIST

Jul 1997 – Dec 2025

LOS ALAMITOS, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHARTIST INC

CRD 105072 · SEC 801-11714

AUM

$185M

Regulatory assets under management

Employees

471 client accounts

Services offered by CHARTIST INC

Per Form ADV

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CHARTIST INC →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LONG BEACH?

Browse all registered financial advisors in LONG BEACH, California or claim this profile if it's yours.

Browse LONG BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Gerard Mais offer?

Steven Gerard Mais specializes in Investment Management. Contact their office in LONG BEACH, California for a consultation.

What are Steven Gerard Mais's credentials?

Steven Gerard Mais is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Gerard Mais located?

Steven Gerard Mais is based in LONG BEACH, California, working with CHARTIST INC. Their office serves clients in the LONG BEACH metropolitan area and surrounding communities.

How does Steven Gerard Mais charge for services?

Steven Gerard Mais's firm is compensated through percentage of aum, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARTIST INC?

CHARTIST INC has approximately 3 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →